Navigate the complex regulatory landscape facing financial services organisations with confidence.
2 DaysIntermediateOnlineMax 20 delegates
What You Will Learn
Navigate the UK financial services regulatory landscape
Implement consumer duty and conduct requirements
Manage AML and financial crime compliance obligations
Apply operational resilience frameworks
Integrate data protection requirements into financial services
Build effective compliance monitoring programmes
Course Overview
Financial services organisations operate under some of the most demanding regulatory environments in the world. This two-day programme covers the key regulatory frameworks applicable to UK financial services firms — including consumer duty, anti-money laundering, data protection, operational resilience, and conduct regulation — equipping compliance professionals with practical implementation knowledge.
Prerequisites
Financial services experience or compliance role recommended.
